Customer Audit Checklist Template
(Code: RDC-1765)

Our RDC Audit Checklist makes it as easy as 1-2-3!

As part of the institution's Remote Deposit Capture Risk Management, this  Remote Deposit Capture Audit Checklist provides an easy to follow Word format which may be customized to use as an initial RDC site visit and/or an RDC annual audit-review of your customer. You may want to expand the RDC checklist to include relevant-pertinent information you may want to verify that is listed in the Remote Deposit Capture customer's responsibilities as outlined in the agreement between the institution and the RDC client.  Since RDC site visits may be based on risk, your Remote Deposit Capture policies and procedures should parallel and provide guidance on the established risk management process approved by management and your compliance department. Periodically, as part of your RDC Risk Management Program, your organization may do a Remote Deposit Capture customer on-site visit to verify the controls your client has in place including the storage of scanned checks, data security, and internal controls including segregation of duties, building security, employee turnover, etc.

In addition, you may want to continue monitoring the client's creditworthiness and suitability for Remote Deposit Capture. This RDC document also includes a checklist for Remote Deposit Capture internal controls at the institution for the RDC customer's annual evaluation process.

Get this Remote Deposit Capture Customer Audit Checklist today and incorporate the process in your procedures. The benefits will almost instantly provide the ROI we all seek on product purchases. Click here to view our other RDC products.

NOTE: The FFIEC has released guidance on "Risk Management of Remote Deposit Capture" in the Financial Institution Letter FIL-4-2009 and the FFIEC IT Examination Booklet for Retail Payment Systems was updated in February 2010.  Please refer to these resources when establishing your RDC policies and procedures.

You may also elect to purchase the Remote Deposit Capture Customer Self Assessment Questionnaire sold on our site which you may customize and mailed out to your customers.

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If you have questions, please email us or call (770) 653-2389.

After purchasing the Remote Deposit Capture Customer Audit Checklist, you will be provided a link to download the document.