Customer Audit Checklist Template
(Code: RDC-1765)

Our RDC Audit Checklist makes it as easy as 1-2-3!

The Remote Deposit Capture Customer’s Annual (Internal) Audit Checklist Form is a detailed checklist for auditors to use internally at the bank or credit union. It is provided in Microsoft Word format. The audit checklist can be easily modified to parallel with your bank or credit union’s Remote Deposit Capture risk management policies, procedures, and business processes. Periodically, your bank or credit union may conduct an internal audit or a review of its RDC customers to verify they are reviewed and evaluated as scheduled, to ensure maximum limits are on your system, to audit and verify serial numbers on scanners that are allocated to the customer, to verify Corporate ACH Rules Booklet and supplements are being provided to customers doing RDC-ACH check conversion, and to verify the customer’s account is charging service charges correctly, etc. This comprehensive bank or credit union's internal audit checklist covers various processes that should be verified periodically. The RDC Customer’s Annual (Internal) Audit Checklist Form also refers the auditor or reviewer back to the findings in the RDC Site Visits or RDC Customer’s Self-Assessments, if they were required or completed. Basically, it details many of the bank or credit union’s internal controls implemented by the Remote Deposit Capture Risk Management Program. This is an effective RDC risk management tool for your internal auditor to use to verify the bank or credit union's internal policies and procedures that are specific to the customer are being followed.

Get this Remote Deposit Capture Customer Audit Checklist today and incorporate the process in your procedures. The benefits will almost instantly provide the ROI we all seek on product purchases. Click here to view our other RDC products.

NOTE: The FFIEC has released guidance on "Risk Management of Remote Deposit Capture" in the Financial Institution Letter FIL-4-2009 and the FFIEC IT Examination Booklet for Retail Payment Systems was updated in February 2010.  Please refer to these resources when establishing your RDC policies and procedures.

You may also elect to purchase the Remote Deposit Capture Site Visit and/or the Customer-Self Assessment Questionnaire sold on our site.

SEE OUR SPECIAL PRICING PACKAGES AT A FRACTION OF THE COST!

If you have questions, please email us or call (770) 653-2389.

After purchasing the Remote Deposit Capture Customer Audit Checklist, you will be provided a link to download the document.